Selby Jennings - Hong Kong

Job Responsibilities

  • Review and update compliance policies and procedures
  • Drive and manage compliance related projects
  • Act as a subject matter expert on relevant regulations and policies
  • Advise management and employees on compliance matters and keep informed about regulatory developments
  • Provide advice and influences to business functions on implementation of solutions aligned to regulatory risk appetite based on an understanding of business operations and stakeholder needs
  • Liaise with regulatory authorities on compliance related enquiries (SFC, SEC, MAS, CFTC, NFA)

Job Requirements

  • Bachelor degree holder in finance, accounting, or business administration
  • At least 5 years of buyside compliance experience
  • Extensive experience in working with SFC, MAS, and SEC