Credit Suisse - Manila

* You providing support for the development of compliance policies and procedures which meets compliance standards, and for the monitoring of implementation.
* You aiding in developing, implementing and conducting all compliance training programs. Reviewing existing programs for improvements and updates needed due to revisions in laws and regulations.
* You conducting initial verification with regulators in relation to registration and licensing requirements, determining exam requirements and submit registration forms and ensure withdrawals/ de-registrations of licensed holders
* Your monitoring of regulatory developments and to assist in implementing system and procedural changes in response to new requirements.
* Your assistance in documentation of Board, Internal Audit Committee, and Operations Control meetings.
* Your preparation for submission of internal and regulatory reports to the Exchange and the Commission.
* You responsibilities renewing business permits and licenses for submission to local and federal regulators.
* Your organization, monitoring, and safe keeping documents and electronic files.
* Your coordination with corporate secretary and regulators on reporting requirements.
* Scheduling board meetings and coordinate with CS, external counsel, and independent directors.
* Coordinating with other departments and other CS entities on compliance related matters.
* You providing support for compliance-related risk assessment and control evaluations as requested. Along with you assisting in ad hoc tasks/ projects.
* You widespread collaboration with a diverse set of partners, teams across the organization in a highly international environment.
* 3 year’s work experience in the banking or capital markets space.
* Showing deep understanding of markets, banking and compliance.
* Having a Bachelor’s degree in Business, Finance or Accounting.
* An Associated Person license from the SEC and/or knowledge of local regulations preferred.
* Excellent interpersonal and communication skills in English. With other languages advantageous.
* Having a collaborative team approach with a real passion for improving and striving for self-improvement.
Title: *Compliance Assistant #104273*
Location: *Philippines-Manila-Manila*
Requisition ID: *104273*